|
Compliance
Compliance is at the forefront of our business just as it is for yours. We'll start by giving your compliance department online access to all of our content and, most importantly, the corresponding FINRA letters.
 It all starts with a strict content creation process at Forefield. All information is written, reviewed, and approved by a team of professionals. Strict review procedures help ensure that all content is legally approved and compliant with all regulations.
Content is updated regularly to ensure ongoing compliance. Your compliance department then receives e-mail notices of pending content updates, giving them the opportunity to review the redlined versions and FINRA letters prior to their deployment.
If you have any questions about our compliance review, please feel free to call us at (800) 550-6831 or e-mail our internal compliance counsel and editor in chief at compliance@forefield.com
With Forefield, your compliance task just got a lot easier.
|
|